Investors

Combined Code

While the Company is not required to comply with the provisions of the Combined Code and the UK Corporate Governance Code, it is the intention of the directors that the Company will indeed comply with both codes. (PDF)

Number of Securities in Issue
As at May 2016, there are 56,425,598 shares in issue, 56,203,602 shares outstanding, with 221,996 shares held in treasury.

Significant Shareholders

MAJOR SHAREHOLDERSSUBMIT TR-1 DOCUMENTS
Shares Not in Public Hands
In the terms of AIM Rules published February 2007 and insofar as it is aware, at 27 May 2016, 22.18% of the company’s AIM securities were not in public hands.

Stamp Duty Reserve Tax
The shares of Somero Enterprises, Inc.® are not subject to UK stamp duty reserve tax

US Restrictions on Share Transfers
The shares of Somero Enterprises, Inc.® have not been registered under the U.S. Securities Act of 1933, as amended (the “U.S. Securities Act), and may not be offered or sold in the United States or to, or for the account or benefit of, U.S. Persons (as defined in Regulation S under the U.S. Securities Act) absent registration under the U.S. Securities Act or pursuant to an exemption from the registration requirements under the U.S. Securities Act.